Note: Abel Noser Solutions and its data, analytics and compliance products, including its transaction cost analysis (TCA) and reporting product suite are now part of Trading Technologies.

To view a PDF or XML (2020-Newer) of a quarterly 606 Report, click on the corresponding link below.  For more information, see the 2020 Order Handling Data Schema and Report Renderer for Broker-Dealers.

Regulation NMS – SEC Rule 606-Disclosure of SEC-Required Held Order Routing Information

606(a)1 Report	XML Version
2019 Q2
2019 Q1
2018 Q4
2018 Q3
2018 Q2

For prior quarterly reports, CLICK HERE.