Note: Abel Noser Solutions and its data, analytics and compliance products, including its transaction cost analysis (TCA) and reporting product suite are now part of Trading Technologies.
People’s Securities, Inc. (“PSI”)
To view a PDF or XML (2020-Newer) of a quarterly 606 Report, click on the corresponding link below. For more information, see the 2020 Order Handling Data Schema and Report Renderer for Broker-Dealers.
Regulation NMS – SEC Rule 606-Disclosure of SEC-Required Held Order Routing Information
| 606(a)1 Report | XML Version |
|---|---|
| 2022 Q2 | XML |
| 2022 Q1 | XML |
| 2021 Q4 | XML |
| 2021 Q3 | XML |
| 2021 Q2 | XML |
| 2021 Q1 | XML |
| 2020 Q4 | XML |
| 2020 Q3 | XML |
For previous PSI SEC Rule 606 reports, CLICK HERE.