Note: Abel Noser Solutions and its data, analytics and compliance products, including its transaction cost analysis (TCA) and reporting product suite are now part of Trading Technologies.
Think Alpha Securities
To view a PDF or XML (2020-Newer) of a quarterly 606 Report, click on the corresponding link below. For more information, see the 2020 Order Handling Data Schema and Report Renderer for Broker-Dealers.
Regulation NMS – SEC Rule 606-Disclosure of SEC-Required Held Order Routing Information
| 606(a)1 Report | XML Version |
|---|---|
| 2023 Q4 – No Covered Orders | |
| 2023 Q3 – No Covered Orders | |
| 2023 Q2 – No Covered Orders | |
| 2023 Q1 – No Covered Orders | |
| 2022 Q4 – No Covered Orders | |
| 2022 Q3 – No Covered Orders | |
| 2022 Q2 – No Covered Orders | |
| 2022 Q1 – No Covered Orders | |
| 2021 Q4 – No Covered Orders | |
| 2021 Q3 – No Covered Orders |