Trade Surveillance Software: Multi-Asset Compliance

Leverage state-of-the-art trade surveillance models to identify potentially suspicious behavior across all asset classes including futures, equities, equity options, fixed income and foreign exchange (FX).

TT^® Trade Surveillance Benefits

Identify Risk

Proactively detect high-risk activity using advanced pattern recognition and flag hidden threats well before regulatory inquiries arise with TT Trade Surveillance.

Observe Activity Across All Major Asset Classes

Monitor your entire trading environment across futures, equities, equity options, fixed income and FX.

Assess Potential Abuses Across Multiple Products

Identify suspicious activity between multiple traders across all configured products.

Detect Anomalies

Find outlier events by understanding historical trends, environmental context and correlation within firm activity.

Maintain Global Compliance

Discover manipulative or disruptive activity before violations happen while ensuring compliance with global regulatory standards.

Seamlessly Enable for Use With TT

Begin monitoring TT screen trading activity instantaneously, while onboarding other systems can typically take months.

Surveil Users of Other Platforms

Import trading data from any system via exchange drop copy, TT FIX drop copy, direct file uploads or TT’s proprietary Trade Management System Extract, Transform, Load (TMS ETL) tool.

Fine-Tune Your Monitoring

Gain full control and tailor alerts to your business with more than 40 user-configurable trade surveillance models.

Easily Deploy in Your Environment

Efficiently onboard with a low barrier to entry while avoiding upfront infrastructure costs with our fully SaaS solution.

Highlights

Surveils trading across futures, equities, equity options, fixed income and FX.
Delivers complete transparency into firm-wide compliance risk.
Provides an extensive suite of more than 80 models, including 40+ user-configurable models.
Recognizes patterns based on machine learning and identifies behaviors that pose the greatest regulatory risk to your firm.
Uncovers high-risk activity from actual regulatory cases and investigations.
Learns and adapts as it becomes exposed to new data to improve accuracy.
Adjusts easily to new infrastructure, data sources and regulatory mandates.

TT Trade Surveillance

Machine learning technology identifies patterns of behavior that pose the greatest regulatory risk with unparalleled precision.
Learn about TT's machine learning models.

Cluster and Score

Aggregate order message data into “clusters” of related intent to understand overall trader behavior. TT’s surveillance software automatically generates a “risk score” for each cluster that represents its similarity to patterns that have drawn negative regulatory attention in the past.

Visualize and Investigate

Illustrate the compliance risk of any firm cross-section, including trader, product or sales group. Quickly analyze trader activity and take corrective action where necessary.

Trade Surveillance Models

Catch multiple types of potentially problematic activity.
Learn about trade surveillance models.

TT Trade Surveillance Core Models

Effortlessly achieve total transparency into your compliance risk and trader behavior with protection by some of the most popular models, including Marking the Close, Order Book Dominance and Wash Trading.

TT Trade Surveillance Configurable Models

Take total control of your trade surveillance with an extensive suite of configurable models, including Bait and Switch, Phishing, Pump and Dump, Spoofing by Order Depth and Volatility Spike.

Case Studies

Learn how clients are using TT Trade Surveillance and why they choose us as their preferred business partner.

Banking Example

Banking on TT: Why One Global Financial Institution Switched to TT® Trade Surveillance for Surveillance and Compliance

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Real-World Examples

6 Real-World Examples of How TT® Trade Surveillance Solves Surveillance And Compliance Challenges

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*TT Trade Surveillance replaces TT Score as of June 18, 2024.