Multi-Asset Trade Surveillance & Compliance
Use TT® Trade Surveillance* and leverage state-of-the-art models to identify potentially suspicious behavior across all asset classes including futures, equities, equity options, fixed income and foreign exchange (FX).
Benefits
Identify Risk
Proactively detect high-risk activity using advanced pattern recognition and flag hidden threats well before regulatory inquiries arise.
Observe Activity Across Multiple Asset Classes
Monitor your entire trading environment across all major asset classes.
Assess Potential Abuses Across Multiple Products
Identify suspicious activity between multiple traders across all configured products.
Detect Anomalies
Find outlier events by understanding historical trends, environmental context and correlation within firm activity.
Maintain Global Compliance
Discover manipulative or disruptive activity before violations happen while ensuring compliance with global regulatory standards.
Seamlessly Enable for Use With TT
Begin monitoring TT screen trading activity instantaneously, while onboarding other systems can typically take months.
Surveil Users of Other Platforms
Import trading data from any system via exchange drop copy, TT FIX drop copy, direct file uploads or TT’s proprietary Trade Management System Extract, Transform, Load (TMS ETL) tool.
Fine-Tune Your Monitoring
Gain full control and tailor alerts to your business with more than 40 user-configurable models.
Easily Deploy in Your Environment
Efficiently onboard with a low barrier to entry while avoiding upfront infrastructure costs with our fully SaaS solution.
Highlights
- Surveils trading across futures, equities, equity options, fixed income and FX.
- Delivers complete transparency into firm-wide compliance risk.
- Provides an extensive suite of more than 80 models, including 40+ user-configurable models.
- Recognizes patterns based on machine learning and identifies behaviors that pose the greatest regulatory risk to your firm.
- Uncovers high-risk activity from actual regulatory cases and investigations.
- Learns and adapts as it becomes exposed to new data to improve accuracy.
- Adjusts easily to new infrastructure, data sources and regulatory mandates.
TT® Trade Surveillance
Machine learning technology identifies patterns of behavior that pose the greatest regulatory risk with unparalleled precision.
Learn about TT's machine learning models.
Cluster and Score
Aggregate order message data into “clusters” of related intent to understand overall trader behavior. TT’s surveillance software automatically generates a “risk score” for each cluster that represents its similarity to patterns that have drawn negative regulatory attention in the past.
Visualize and Investigate
Illustrate the compliance risk of any firm cross-section, including trader, product or sales group. Quickly analyze trader activity and take corrective action where necessary.
Surveillance Models
Catch multiple types of potentially problematic activity.
Learn about surveillance models.
Trade Surveillance Core Models
Effortlessly achieve total transparency into your compliance risk and trader behavior with protection by some of the most popular models, including Marking the Close, Order Book Dominance and Wash Trading.
TT Trade Surveillance Configurable Models
Take total control of your trade surveillance with an extensive suite of configurable models, including Bait and Switch, Phishing, Pump and Dump, Spoofing by Order Depth and Volatility Spike.
Case Studies
Learn how clients are using TT Trade Surveillance and why they choose us as their preferred business partner.
Banking Example
Banking on TT: Why One Global Financial Institution Switched to TT® Trade Surveillance for Surveillance and Compliance
Real-World Examples
6 Real-World Examples of How TT® Trade Surveillance Solves Surveillance And Compliance Challenges
Related Resources
- TT Trade Surveillance Brochure
- TT Trade Surveillance Help Library
- Webinar: Cross Product Surveillance and Multi-Asset Configurable Models
- Whitepaper: Composite Instrument Technique for Detection and Classification of Cross-Product Spoofing
- Whitepaper: Trade Surveillance with Machine Learning
- Webinar: Cutting-Edge Trade Surveillance with TT Trade Surveillance
*TT Trade Surveillance replaces TT Score as of June 18, 2024.
